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Related Party Transaction (RPT)

3 min read

Quick Summary

Related Party Transactions are deals or arrangements between a company and its related parties (directors, their relatives, holding/subsidiary companies) that require special approval.

Related Party Transactions are governed by Section 177 and 188 of the Companies Act, 2013. These are transactions between a company and its related parties which may create conflicts of interest and require special approval procedures.

Who are Related Parties

  • Directors and their relatives
  • Key Managerial Personnel (KMP) and their relatives
  • Firms/companies where director is partner/director
  • Holding company, subsidiary company, associate company
  • Investing company or venturer of the company

Approval Requirements

  • Audit Committee: All RPTs (for listed and certain public companies)
  • Board: Approval for all RPTs
  • Shareholders (Ordinary Resolution): If thresholds exceed prescribed limits
  • Interested director cannot vote

Thresholds Requiring Shareholder Approval

  • Sale/purchase/supply of goods/services: 10% or more of turnover
  • Sale/purchase of property: 10% or more of net worth
  • Lease of property: 10% or more of turnover or 10% of net worth
  • Appointment to office: Monthly remuneration > ₹2.5 lakhs
  • Remuneration for services: 10% or more of turnover

Exemptions

  • Transactions in ordinary course of business at arm's length
  • Transactions between holding and wholly-owned subsidiary
  • Compensation to directors/KMP as per Schedule V

Compliance

  • Maintain Register of Contracts with Related Parties (Form MBP-4)
  • Disclose in Board's Report
  • Disclose in financial statements
  • File Form MGT-14 (if special resolution required)

Key Points

  • Transactions with directors/related parties
  • Audit Committee approval required
  • Board approval mandatory
  • Shareholder approval if thresholds exceed
  • Arm's length price required