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Share Allotment

3 min read

Quick Summary

Share Allotment is the process of distributing shares to applicants based on their applications, creating a binding contract between company and shareholder.

Share Allotment is the distribution of shares to those who have made applications for shares. Upon allotment, a binding contract is created between the company and the allottee, making the allottee a shareholder of the company.

Authority for Allotment

  • Board Resolution authorizing allotment
  • Power may be delegated to committee
  • Must comply with minimum subscription
  • Application money must be at least 25% of nominal value

Post-Allotment Compliance

  • File PAS-3 within 30 days of allotment
  • Attach list of allottees
  • Issue share certificates within 2 months
  • Make entries in Register of Members
  • Update MCA master data

Types of Allotment

  • Preferential Allotment: To identified persons
  • Rights Allotment: To existing shareholders
  • Bonus Allotment: Free shares from reserves
  • Private Placement: To select group
  • ESOP Allotment: To employees

Penalties for Non-Compliance

  • Late filing of PAS-3: ₹200 per day
  • Company: ₹1,000 per day, Officers: ₹50,000-₹5,00,000
  • Late issuance of share certificates: ₹50,000-₹5,00,000

Key Points

  • Distribution of shares to applicants
  • Creates binding contract
  • File PAS-3 within 30 days
  • Issue certificates within 2 months
  • Board Resolution required